AI-driven book of business management for wealth management.
Buckler continuously monitors every holding in the book, routes material-change alerts, and drafts audit-ready due diligence — so KYP work scales without consuming the practice.
Watch how Buckler monitors the book, surfaces material change, and turns each alert into documented due diligence — audit-ready by design.
Every security in the book must be monitored.
Material change must trigger documented due diligence.
Manual, ad hoc processes can't prove either — or scale.
Advisors are required to monitor every holding across client accounts and maintain documented KYP due diligence when something material changes. Actively watching 400–500 securities and generating a review each time a trigger fires takes hundreds of hours a year. At the firm, the same gap multiplies across advisors — with no continuous process to monitor, document, or oversee it.
"Our advisors have their own processes, and we know this is not sustainable."Senior Executive, Bank-Owned Wealth Management Firm
Not a research tool. Not a product-shelf monitor. Not a point-of-sale proposal engine. Buckler is book of business management — continuous monitoring, triggered due diligence, and firm-wide visibility on what advisors actually hold.
The book of record comes in. Every holding is watched against firm-, book-, and security-level triggers. Alerts land in a severity-ranked queue. Buckler AI normalizes the data, scores the security, and drafts the review. Every action is logged, timestamped, and audit-ready — for the advisor and for the firm.
Every holding in the book is checked against a defined trigger set — continuously, not on a schedule the advisor has to remember. Firm-, book-, and security-level rules watch for material change on consistent market data.
When a trigger fires, the advisor is notified immediately. Severity decides the action: close with notes, or open a full review. Buckler AI scores the security and drafts the review; the advisor adds judgment and saves.
Every alert and every action is logged in real time — timestamped, attributed, audit-ready. At the firm, every advisor's queue is visible end to end, so supervision is continuous rather than assembled after the fact.
Your advisors cannot manually monitor hundreds of securities and still grow the practice. Buckler gives every advisor continuous monitoring and a consistent due diligence process — and gives you firm-wide visibility without adding a single person to the team.
Regulators expect a process for monitoring and reviewing what advisors hold and recommend — not scattered notes. Buckler logs every alert and review in real time, with the same standard for every advisor.
Monitoring and due diligence are professional obligations. Buckler runs them on your actual holdings — continuous triggers, a clear queue, and AI-drafted reviews you approve — so the obligation does not consume the practice.
Buckler is the only platform built to manage an advisor's book of business for ongoing KYP monitoring and due diligence. Data vendors offer watchlists. CapIntel is for proposals. InvestorCom and PortfolioAid lean on filings and product shelves. Buckler monitors what is actually held — then runs the review process end to end.
Ready?
See Buckler in action. Bring your questions.